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An Abstraction-Refinement Approach to Formal Verification of Tree Ensembles
Linköping University, Department of Computer and Information Science, Software and Systems. Linköping University, Faculty of Science & Engineering. (Real-Time Systems Laboratory)ORCID iD: 0000-0002-4073-0417
Linköping University, Department of Computer and Information Science, Software and Systems. Linköping University, Faculty of Science & Engineering. (Real-Time Systems Laboratory)ORCID iD: 0000-0002-1485-0802
2019 (English)In: Computer Safety, Reliability, and Security: SAFECOMP 2019 Workshops, ASSURE, DECSoS, SASSUR, STRIVE, and WAISE, Turku, Finland, September 10, 2019, Proceedings, Springer, 2019, p. 301-313Conference paper, Published paper (Refereed)
Abstract [en]

Recent advances in machine learning are now being considered for integration in safety-critical systems such as vehicles, medical equipment and critical infrastructure. However, organizations in these domains are currently unable to provide convincing arguments that systems integrating machine learning technologies are safe to operate in their intended environments.

In this paper, we present a formal verification method for tree ensembles that leverage an abstraction-refinement approach to counteract combinatorial explosion. We implemented the method as an extension to a tool named VoTE, and demonstrate its applicability by verifying the robustness against perturbations in random forests and gradient boosting machines in two case studies. Our abstraction-refinement based extension to VoTE improves the performance by several orders of magnitude, scaling to tree ensembles with up to 50 trees with depth 10, trained on high-dimensional data.

Place, publisher, year, edition, pages
Springer, 2019. p. 301-313
Series
Lecture Notes in Computer Science, ISSN 0302-9743, E-ISSN 1611-3349 ; 11699
Keywords [en]
Formal verification, Decision trees, Tree ensembles
National Category
Computer Sciences
Identifiers
URN: urn:nbn:se:liu:diva-160869DOI: 10.1007/978-3-030-26250-1_24ISI: 00056103140002ISBN: 978-3-030-26249-5 (print)ISBN: 978-3-030-26250-1 (electronic)OAI: oai:DiVA.org:liu-160869DiVA, id: diva2:1360331
Conference
​Second International Workshop on Artificial Intelligence Safety Engineering
Funder
Wallenberg AI, Autonomous Systems and Software Program (WASP)
Note

Funding agencies: Wallenberg AI, Autonomous Systems and Software Program (WASP) - Knut and Alice Wallenberg Foundation

Available from: 2019-10-11 Created: 2019-10-11 Last updated: 2021-04-12
In thesis
1. Formal Verification of Tree Ensembles in Safety-Critical Applications
Open this publication in new window or tab >>Formal Verification of Tree Ensembles in Safety-Critical Applications
2020 (English)Licentiate thesis, comprehensive summary (Other academic)
Abstract [en]

In the presence of data and computational resources, machine learning can be used to synthesize software automatically. For example, machines are now capable of learning complicated pattern recognition tasks and sophisticated decision policies, two key capabilities in autonomous cyber-physical systems. Unfortunately, humans find software synthesized by machine learning algorithms difficult to interpret, which currently limits their use in safety-critical applications such as medical diagnosis and avionic systems. In particular, successful deployments of safety-critical systems mandate the execution of rigorous verification activities, which often rely on human insights, e.g., to identify scenarios in which the system shall be tested.

A natural pathway towards a viable verification strategy for such systems is to leverage formal verification techniques, which, in the presence of a formal specification, can provide definitive guarantees with little human intervention. However, formal verification suffers from scalability issues with respect to system complexity. In this thesis, we investigate the limits of current formal verification techniques when applied to a class of machine learning models called tree ensembles, and identify model-specific characteristics that can be exploited to improve the performance of verification algorithms when applied specifically to tree ensembles.

To this end, we develop two formal verification techniques specifically for tree ensembles, one fast and conservative technique, and one exact but more computationally demanding. We then combine these two techniques into an abstraction-refinement approach, that we implement in a tool called VoTE (Verifier of Tree Ensembles).

Using a couple of case studies, we recognize that sets of inputs that lead to the same system behavior can be captured precisely as hyperrectangles, which enables tractable enumeration of input-output mappings when the input dimension is low. Tree ensembles with a high-dimensional input domain, however, seems generally difficult to verify. In some cases though, conservative approximations of input-output mappings can greatly improve performance. This is demonstrated in a digit recognition case study, where we assess the robustness of classifiers when confronted with additive noise.

Place, publisher, year, edition, pages
Linköping: Linköping University Electronic Press, 2020. p. 22
Series
Linköping Studies in Science and Technology. Licentiate Thesis, ISSN 0280-7971 ; 1892
Keywords
Formal verification, Machine learning, Tree ensembles
National Category
Computer Sciences
Identifiers
urn:nbn:se:liu:diva-170862 (URN)10.3384/lic.diva-170862 (DOI)9789179297480 (ISBN)
Presentation
2020-12-18, Alan Turing, E Building, Campus Valla, Linköping, 09:15 (English)
Opponent
Supervisors
Funder
Wallenberg AI, Autonomous Systems and Software Program (WASP)
Available from: 2020-10-28 Created: 2020-10-27 Last updated: 2021-04-12Bibliographically approved

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Törnblom, JohnNadjm-Tehrani, Simin

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