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Electronic and atomic structure of metal induced reconstructionson Si(lll) and Ge(lll) surfaces studied by PES and STM
Linköping University, Department of Physics, Measurement Technology, Biology and Chemistry. Linköping University, The Institute of Technology.
2003 (English)Doctoral thesis, comprehensive summary (Other academic)
Abstract [en]

Deposition of metal atoms on semiconductors leads in many cases to reconstructed surfaces. The lack of symmetry in the direction normal to the surface allows for a large variety in the atomic arrangements of the surface reconstructions. In the case of silicon, more than 300 kinds of adsorbate-induced surface reconstructions have been found. The atomic and electronic structures of these surfaces have attracted a lot of attention in the field of surface science. Detailed investigations of some surfaces of current interest are presented in this thesis.

The interest in the Sn/Ge(111) system increased very much a few years ago when it was realized that the room temperature ✓3x✓3 phase changes to a 3x3 phase at low temperature. This transition was described as a charge density wave transition in an early report. However, photoemission data gave a different picture since the room temperature phase shows clear similarities with the low temperature phase regarding both valence band and core-level spectra. By employing low energy electron diffraction (LEED), core-level, and valence bandspectroscopy the correct Sn 4d line shape for the Sn/Ge(111) surface was established. At 70 K three 4d components were identified on the 3x3 phase. The two major components are attributed to the two types of Sn atoms in the 3x3 unit cell. The results presented in this study put an end to the discussion about the core-level line shape.

An apparent 3x3 LEED pattern was observed for the Sn1-xSix/Si(111)✓3x✓3 surface. The origin of this additional diffraction has been investigated in detail by scanning tunneling microscopy (STM). The 3x3 diffraction, which appears after annealing, is associated with the arrangement of Sn and Si substitutional atoms in the surface layer, forming many local structures such as honeycombs, hexagons, and atomic lines. As revealed by Fourier-transformsof the STM-images, these local structures are the origins of the 3x3 diffraction and a weak 2✓3x✓3 streaky background superposed on the ✓3x✓3 LEED pattern.

Metal to semiconductor transitions have recently attracted much attention by the surface physics community. Except for the well-known temperature-dependent transitions, there exist other types such as coverage-dependent transitions. The surface electronic structures of the ✓3x✓3, ✓39x✓39, and 6x6 phases of Ag/Ge(111) have been studied by angle-resolved photoelectron spectroscopy and LEED. An interesting transition from the metallic ✓39x✓39 phase to a semiconducting 6x6 phase was observed. On the 6x6 surface, the upper metallic band is missing in the photoemission spectra. This change results in a gap of around 0.2 eV with respect to the Fermi level.

Despite the extensive research on Ag/Si(111) surfaces (like ✓3x✓3 and ✓21x✓21-Au), the surface electronic structures of the Ag-induced ✓21x✓21 and 6x6 phases were reported for the first time in this study. The basic character of these reconstructions formed by Ag on theSi(111) or Ge(111) surfaces is very similar although a different periodicity is observed for the intermediate phases. In contrast to the two metallic bands discussed in earlier reports on✓21x✓21-Au, only one surface metallic band was found on the ✓21x✓21-Ag surface. The 6x6surface has four surface state bands without any band crossing the Fermi level. The result is a semiconducting character of the 6x6 phase. Thus, by depositing small amounts of Ag atoms onthe ✓3x✓3 surface, the surface electronic structure shows an interesting change from a semiconducting to a metallic and back to a semiconducting state.

A crystal to glass-like transition was investigated in the Au/Si(111) system by means of LEED, core-level and valence photoelectron spectroscopy. The α-✓3x✓3 phase shows Si 2p spectra that are different from the quenched β-✓3x✓3 and 6x6 phases. A similarity between the 6x6 and quenched β-✓3x✓3 phases is evident from the decomposition of the Si 2p spectra. Eight surface state bands are found on the 6x6 surface in contrast to two surface state bands reported in the literature. The reconstructions of the α-✓3x✓3 phase, the 6x6 and the quenched β-✓3x✓3 phases are discussed in terms of extra Au adatoms on the ✓3x✓3 surface described by the honeycomb-chain-trimer (HCT) model. Seven surface bands are broadened into three bands, when the 6x6 phase is transformed into the quenched β-✓3x✓3 just by annealing followed by quick cooling. This behavior indicates a crystal to glass-like transition between the 6x6 surface and the quenched β-✓3x✓3 surface.

The ✓3x✓3, ✓39x✓39 and 6x6 phases of Ag/Ge(111) have been studied by STM. Four types of configurations that contain 6 additional Ag adatoms per unit cell are found on the 6x6 surface, which show mirrored and complementary relations. On the ✓39x✓39 surface, the protrusions from extra Ag atoms are extended into neighboring Ag trimers. The surface structure models of the ✓39x✓39 and 6x6 phases have been proposed based on the HCT model. An interesting transition between the different types of 6x6 configurations was observed. By applying a combination of negative and positive tip biases, one can transform the surface reconstruction between the ✓39x✓39 and the 6x6 phases. Two types of domains were found on the ✓39x✓39 surface, and transformations between these two phases are also possible. Thus byusing different tip biases, it is possible to manipulate the different types of surface reconstructions.

Place, publisher, year, edition, pages
Linköping: Linköping University , 2003. , p. 120
Publication channel
Linköping University
Series
Linköping Studies in Science and Technology. Dissertations, ISSN 0345-7524 ; 838
National Category
Condensed Matter Physics
Identifiers
URN: urn:nbn:se:liu:diva-178897Libris ID: 9061222ISBN: 9173737038 (print)OAI: oai:DiVA.org:liu-178897DiVA, id: diva2:1592359
Public defence
2003-09-16, hörsal Planck, Fysikhuset, Linköpings universitet, Linköping, 10:15
Opponent
Available from: 2021-09-10 Created: 2021-09-08 Last updated: 2023-03-01Bibliographically approved
List of papers
1. Determination of the Sn 4d line shape of the Sn/Ge(111) v3 × v3 and 3 × 3 surfaces
Open this publication in new window or tab >>Determination of the Sn 4d line shape of the Sn/Ge(111) v3 × v3 and 3 × 3 surfaces
2000 (English)In: Physical Review Letters, ISSN 0031-9007, E-ISSN 1079-7114, Vol. 85, no 5, p. 1036-1039Article in journal (Refereed) Published
Abstract [en]

In this study, low energy electron diffraction (LEED), valence band, and core-level photoemission were used to establish the correct Sn 4d line shape of both the v3 × v3 and 3 × 3 phases of Sn/Ge(111). It was found that the Sn 4d and valence band spectra of these phases are similar.

National Category
Engineering and Technology
Identifiers
urn:nbn:se:liu:diva-47616 (URN)10.1103/PhysRevLett.85.1036 (DOI)
Available from: 2009-10-11 Created: 2009-10-11 Last updated: 2021-09-08
2. Origin of 3 × 3 diffraction on the Sn1-xSix/Si(1 1 1) v3 × v3 surface
Open this publication in new window or tab >>Origin of 3 × 3 diffraction on the Sn1-xSix/Si(1 1 1) v3 × v3 surface
Show others...
2003 (English)In: Surface Science, ISSN 0039-6028, E-ISSN 1879-2758, Vol. 531, no 1, p. 21-28Article in journal (Refereed) Published
Abstract [en]

An evolution of an apparent 3 × 3 low-energy electron diffraction (LEED) pattern has been observed for the Sn1-xSix/Si(1 1 1) v3 × v3 surface alloy. The origin of this additional diffraction has been investigated in detail by scanning tunneling microscopy (STM). The 3 × 3 diffraction, which appears after annealing, is associated with the arrangement of the Sn and substitutional Si atoms in the surface layer, forming many local structures such as honeycombs, hexagons, and atomic lines. As revealed by Fourier-transforms of the STM-images, these local structures are the origins of the 3 × 3 diffraction and a weak 23×3 streaky background superposed on the 3 × 3 LEED pattern. © 2003 Elsevier Science B.V. All rights reserved.

Keywords
Alloys, Low energy electron diffraction (LEED), Scanning tunneling microscopy, Silicon, Surface structure, morphology, roughness, and topography, Tin
National Category
Engineering and Technology
Identifiers
urn:nbn:se:liu:diva-46637 (URN)10.1016/S0039-6028(03)00493-X (DOI)
Available from: 2009-10-11 Created: 2009-10-11 Last updated: 2021-09-08
3. Metal to semiconductor transition on Ag/Ge(111): Surface electronic structure of the √3×√3, √39×√39, and 6×6 surfaces
Open this publication in new window or tab >>Metal to semiconductor transition on Ag/Ge(111): Surface electronic structure of the √3×√3, √39×√39, and 6×6 surfaces
2001 (English)In: Physical Review B. Condensed Matter and Materials Physics, ISSN 1098-0121, E-ISSN 1550-235X, Vol. 63, no 19, p. 195402-Article in journal (Refereed) Published
Abstract [en]

The √3×√3, √39×√39, and 6×6 phases of Ag/Ge(111) have been studied by angle-resolved photoemission and low-energy electron diffraction. The √3×√3 surface, formed at a one-monolayer (ML) Ag coverage, shows a metallic behavior with two partially occupied surface bands resulting from a tiny amount of extra Ag atoms on the surface. The √3×√3 surface transforms into a √39×√39 periodicity, below ∼250 K, when a small amount of Ag is added to the surface. The presence of the additional Ag atoms leads to an increased filling of two partially occupied surface bands. By depositing ∼0.2 ML of Ag on the √3×√3 surface, it transforms into a 6×6 periodicity. We observe an interesting transition from the metallic √3×√3 and √39×√39 phases to a semiconducting phase for the 6×6 surface, with a gap of around 0.2 eV with respect to the Fermi level. On the 6×6 surface, the lower band of the partially occupied surface bands is pulled down entirely below the Fermi level while the upper band is missing in the photoemission spectra. These changes result in the observed band gap.

National Category
Engineering and Technology
Identifiers
urn:nbn:se:liu:diva-49250 (URN)10.1103/PhysRevB.63.195402 (DOI)000168814200072 ()
Available from: 2013-03-27 Created: 2009-10-11 Last updated: 2021-09-08Bibliographically approved
4. Surface electronic structure study of Au/Si(111) reconstructions: Observation of a crystal-to-glass transition
Open this publication in new window or tab >>Surface electronic structure study of Au/Si(111) reconstructions: Observation of a crystal-to-glass transition
2002 (English)In: Physical Review B. Condensed Matter and Materials Physics, ISSN 1098-0121, E-ISSN 1550-235X, Vol. 66, no 16Article in journal (Refereed) Published
Abstract [en]

The α-√3×√3, β-√3×√3, and 6×6 surfaces of Au/Si(111) have been studied by angle-resolved photoelectron spectroscopy (ARPES). The α-√3×√3 surface shows four surface state bands, one of which is a dispersing metallic band. Except for one nondispersing band near the Fermi level, the β-√3×√3 surface shows surface bands that are similar to those of α-√3×√3. Eight surface state bands have been found on the 6×6 surface instead of two as reported in the literature. Seven of these surface states are broadened into three, when the 6×6 phase is transformed into the quenched β-√3×√3 phase just by annealing followed by quick cooling. The transition between the 6×6 and quenched β-√3×√3 phases is consistent with a crystal-glass transition.

National Category
Engineering and Technology
Identifiers
urn:nbn:se:liu:diva-47837 (URN)10.1103/PhysRevB.66.165402 (DOI)000179286400112 ()
Available from: 2013-03-27 Created: 2009-10-11 Last updated: 2021-09-08Bibliographically approved
5. Comprehensive study of the metal/semiconductor character of adatom-induced Ag/Si(111) reconstructions
Open this publication in new window or tab >>Comprehensive study of the metal/semiconductor character of adatom-induced Ag/Si(111) reconstructions
2001 (English)In: Physical Review B. Condensed Matter and Materials Physics, ISSN 1098-0121, E-ISSN 1550-235X, Vol. 64, no 24Article in journal (Refereed) Published
Abstract [en]

A √21×√21 reconstruction can be formed by either Ag or Au adsorption on the Ag/Si(111) √3×√3 surface. The electronic structures determined by angle-resolved photoemission from these two √21×√21 surfaces show clear similarities. The presence of the extra Ag or Au adatoms results in a metallic surface with two surface state bands near the Fermi level. Only one of these bands crosses the Fermi level instead of two as reported in the literature. A tiny amount of Ag deposited onto the √21×√21-Ag surface below 100 K transforms it into a 6×6 periodicity. The additional Ag leads to an interesting transition from the metallic √21×√21 surface to a semiconducting 6×6 surface with a gap of about 0.2 eV with respect to the Fermi level.

National Category
Engineering and Technology
Identifiers
urn:nbn:se:liu:diva-47913 (URN)10.1103/PhysRevB.64.245421 (DOI)000173082500115 ()
Available from: 2013-03-27 Created: 2009-10-11 Last updated: 2021-09-08Bibliographically approved
6. Core-level photoelectron spectroscopy study of the Au/Si(111) 5×2, α-√3×√3, β-√3×√3, and 6×6 surfaces
Open this publication in new window or tab >>Core-level photoelectron spectroscopy study of the Au/Si(111) 5×2, α-√3×√3, β-√3×√3, and 6×6 surfaces
2002 (English)In: Physical Review B. Condensed Matter and Materials Physics, ISSN 1098-0121, E-ISSN 1550-235X, Vol. 65, no 3Article in journal (Refereed) Published
Abstract [en]

Submonolayer coverages of Au on Si(111), known as the 5×2, α-√3×√3, β-√3×√3, 2√21×2√21, and 6×6 surfaces, have been investigated by low-energy electron diffraction and photoelectron spectroscopy. Three Si 2p surface components on the 5×2 surface, and four surface components on the α-√3×√3, quenched β-√3×√3, and 6×6 surfaces have been identified by surface sensitive high resolution core-level spectroscopy. The photoemission data of the α-√3×√3, the 6×6 and the quenched β-√3×√3 phases are discussed in terms of extra Au adatoms on the √3×√3 surface described by the ideal 1 ML conjugate honeycomb chained trimer model. The similarity between the 6×6 and the quenched β-√3×√3 surface is obvious from the decomposition of the Si 2p spectra, suggesting an order-disorder relation.

National Category
Engineering and Technology
Identifiers
urn:nbn:se:liu:diva-47908 (URN)10.1103/PhysRevB.65.035314 (DOI)000173448900073 ()
Available from: 2013-03-27 Created: 2009-10-11 Last updated: 2021-09-08Bibliographically approved
7. Surface electronic structures of Au-induced reconstructions on the Ag/Ge(1 1 1) v3 × v3 surface
Open this publication in new window or tab >>Surface electronic structures of Au-induced reconstructions on the Ag/Ge(1 1 1) v3 × v3 surface
2003 (English)In: Surface Science, ISSN 0039-6028, E-ISSN 1879-2758, Vol. 532-535, p. 934-939Article in journal (Refereed) Published
Abstract [en]

A small amount of Au atoms deposited at room temperature transforms the Ag/Ge(1 1 1)v3 × v3 surface into a v 39 × v39 surface. The presence of the Au atoms leads to downward shifts and modifications of the surface state bands compared to the initial v3 × v3 surface. Further deposition of Au on the v39 × v39 surface changes it into a 6 × 6 periodicity. At the same time the surface electronic structure changes from a metallic to a semiconducting phase with a gap of around 0.2 eV with respect to the Fermi-level. Finally, the 6 × 6 phase transforms into a new 2v3 × 2v3 phase when more Au is added, and the surface switches back to a metallic state. © 2003 Elsevier Science B.V. All rights reserved.

Keywords
Germanium, Gold, Low energy electron diffraction (LEED), Photoemission (total yield), Silver, Surface structure, morphology, roughness, and topography
National Category
Engineering and Technology
Identifiers
urn:nbn:se:liu:diva-46596 (URN)10.1016/S0039-6028(03)00134-1 (DOI)
Conference
Surface Science
Available from: 2009-10-11 Created: 2009-10-11 Last updated: 2021-09-08
8. Atomic structures of Ag/Ge(1 1 1) v39 × v39 and 6 × 6 surfaces studied by STM: Observations of bias dependent reconstruction transformations
Open this publication in new window or tab >>Atomic structures of Ag/Ge(1 1 1) v39 × v39 and 6 × 6 surfaces studied by STM: Observations of bias dependent reconstruction transformations
2003 (English)In: Applied Surface Science, ISSN 0169-4332, E-ISSN 1873-5584, Vol. 212-213, no SPEC., p. 353-359Article in journal (Refereed) Published
Abstract [en]

The 6 × 6 and v39 × v39 phases on Ag/Ge(1 1 1) have been studied by scanning tunneling microscopy (STM). Four types of 6 × 6 configurations are found which all consist of a v3 × v3 layer with six extra Ag adatoms per 6 × 6 unit cell. These reconstructions show either mirrored or complementary relations. We observe interesting transitions between the different 6 × 6 reconstructions. The v39 × v39 surface appears to have five extra Ag atoms per unit cell. By using various tip biases, we show that the v39 × v39 domain orientation can be changed. Surface structure models of the v39 × v39 and 6 × 6 phases are proposed based on the HCT structure of the underlying v3 × v3 surface. © 2003 Elsevier Science B.V. All rights reserved.

Keywords
v39 × v39, 6 × 6, Ag/Ge(1 1 1) surfaces, Reconstruction manipulation, STM
National Category
Engineering and Technology
Identifiers
urn:nbn:se:liu:diva-46630 (URN)10.1016/S0169-4332(03)00062-X (DOI)
Conference
Applied Surface Science
Available from: 2009-10-11 Created: 2009-10-11 Last updated: 2021-09-08
9. Scanning tunneling microscopy study of Ag/Ge(1 1 1): Observation of surface reconstruction transformations
Open this publication in new window or tab >>Scanning tunneling microscopy study of Ag/Ge(1 1 1): Observation of surface reconstruction transformations
2003 (English)In: Surface Science, ISSN 0039-6028, E-ISSN 1879-2758, Vol. 546, no 2-3, p. L789-L796Article in journal (Refereed) Published
Abstract [en]

The 6×6 and v39×v39 phases of Ag/Ge(1 1 1) have been studied by scanning tunneling microscopy (STM). Surface atomic structures of the 6×6 and the v39×v39 phase are proposed in terms of additional Ag adatoms on top of a v3×v3 layer described by the honeycomb-chain-trimer (HCT) model. By varying the STM tip bias, the reconstruction can be changed reversibly between the v39×v39 and the 6×6 phase. Besides the switching between two different phases, it is also possible to flip the domain orientation of the v39×v39 phase. The mechanisms of the reconstruction transformation have been discussed in terms of the role of the STM tip. © 2003 Elsevier B.V. All rights reserved.

Keywords
Germanium, Metallic surfaces, Scanning tunneling microscopy, Silver, Surface relaxation and reconstruction, Surface structure, morphology, roughness, and topography
National Category
Engineering and Technology
Identifiers
urn:nbn:se:liu:diva-46409 (URN)10.1016/j.susc.2003.09.036 (DOI)
Available from: 2009-10-11 Created: 2009-10-11 Last updated: 2021-09-08

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