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Signal Processing Aspects of Massive MIMO and IRS-Aided Communications
Linköping University, Department of Electrical Engineering, Communication Systems. Linköping University, Faculty of Science & Engineering.
2022 (English)Doctoral thesis, comprehensive summary (Other academic)
Abstract [en]

The data traffic in cellular networks has grown at an exponential pace for decades. This trend will most probably continue in the future, driven by new innovative applications. One of the key enablers of future cellular networks is the massive MIMO technology, and it has been started to be commercially deployed in many countries. A massive MIMO base station is equipped with a massive number (e.g., a hundred) of individually steerable antennas, which can be effectively used to serve tens of user equipments simultaneously on the same time-frequency resource. It can provide a notable enhancement of both spectral efficiency and energy efficiency in comparison with conventional MIMO.   

 In the prior literature, the achievable spectral efficiencies of massive MIMO systems with a practical number of antennas have been rigorously characterized and optimized when the channels are subject to either spatially uncorrelated or correlated Rayleigh fading. Typically, in massive MIMO research, i.i.d. Rayleigh fading or less frequently free-space line-of-sight (LoS) channel models are assumed since they simplify the analysis. Massive MIMO technology is able to support both rich scattering and  LoS scenarios. Practical channels can consist of a combination of an LoS path and a correlated small-scale fading component caused by a finite number of scattering clusters that can be modeled by spatially correlated Rician fading. In Paper \ref{PaperA}, we consider a multi-cell scenario with spatially correlated Rician fading channels and derive closed-form achievable spectral efficiency expressions for different signal processing techniques. 

Alternatively, a massive number of antennas can be spread over a large geographical area and this concept is called cell-free massive MIMO.  In the canonical form of cell-free massive MIMO, the access points cooperate via a fronthaul network to spatially multiplex the users on the same time-frequency resource using network MIMO methods that only require locally obtained channel state information. Cell-free massive MIMO  is a densely deployed system. Hence, the probability of having an LoS path between some access points and the users is quite high. In Paper B, we consider a practical scenario where the channels between the access points and the users are modeled with Rician fading. 

The main theory for massive MIMO has been developed for uni-polarized single-antenna users. Wireless signals are polarized electromagnetic waves, and there exist two orthogonal polarization dimensions. The practical base stations and user equipments typically utilize dual-polarized antennas (i.e., two co-located antennas that respond to orthogonal polarizations) to squeeze in twice the number of antennas in the same physical enclosure, as well as capturing signal components from both dimensions. In Paper C, we study a single-cell massive MIMO system with dual-polarized antennas at both the base station and users. The channel modeling for dual-polarized channels is substantially more complicated than for conventional uni-polarized channels. A channel model that takes into account several practical aspects that arise when utilizing dual-polarization, such as channel cross-polar discrimination (XPD) and cross-polar receive and transmit correlations (XPC) is considered. 

Another technology that has exciting prospects and is quickly gaining traction in wireless communications is intelligent reflecting surfaces (IRS). It is also known under the names reconfigurable intelligent surfaces and software-controlled metasurfaces. IRS is a thin two-dimensional metasurface that is used to aid communications. According to the application of interest, an IRS has the ability to control and transform electromagnetic waves that are impinging on it. In this thesis, we study different aspects of this technology such as pathloss modeling, channel estimation, and different technology use cases. In Paper D, we derive the pathloss model using physical optics techniques for an IRS that is configured to reflect an incoming wave from a far-field source towards a receiver in the far-field. In Paper E, we demonstrate how an IRS can be used to increase the rank of the channel matrix in LoS point-to-point MIMO communications by creating a controllable path that complements the uncontrollable paths. Bringing IRS technology into reality requires addressing many practical challenges. For instance, the proper configuration of an IRS critically depends on accurate channel state information. However, there are two main issues that complicate the channel acquisition with IRS. First, the IRS is not inherently equipped with transceiver chains. Therefore, it can not sense the pilot signals. Besides, introducing an IRS into an existing setup will increase the number of channel coefficients proportionally to the number of IRS elements. In Paper F, we present a deep learning-based approach for phase reconfiguration at an IRS in order to learn and make use of the local propagation environment.

Place, publisher, year, edition, pages
Linköping: Linköping University Electronic Press, 2022. , p. 72
Series
Linköping Studies in Science and Technology. Dissertations, ISSN 0345-7524 ; 2199
National Category
Communication Systems
Identifiers
URN: urn:nbn:se:liu:diva-181864DOI: 10.3384/9789179291655ISBN: 978-91-7929-164-8 (print)ISBN: 978-91-7929-165-5 (electronic)OAI: oai:DiVA.org:liu-181864DiVA, id: diva2:1620739
Public defence
2022-02-23, Ada Lovelace, B Building, Campus Valla, Linköping, 09:00 (English)
Opponent
Supervisors
Available from: 2022-01-17 Created: 2021-12-16 Last updated: 2022-01-17Bibliographically approved
List of papers
1. Massive MIMO With Spatially Correlated Rician Fading Channels
Open this publication in new window or tab >>Massive MIMO With Spatially Correlated Rician Fading Channels
2019 (English)In: IEEE Transactions on Communications, ISSN 0090-6778, E-ISSN 1558-0857, Vol. 67, no 5, p. 3234-3250Article in journal (Refereed) Published
Abstract [en]

This paper considers multi-cell massive multiple-input multiple-output systems, where the channels are spatially correlated Rician fading. The channel model is composed of a deterministic line-of-sight path and a stochastic non-line-of-sight component describing a practical spatially correlated multipath environment. We derive the statistical properties of the minimum mean squared error (MMSE), element-wise MMSE, and least-square channel estimates for this model. Using these estimates for maximum ratio combining and precoding, rigorous closed-form uplink (UL) and downlink (DL) achievable spectral efficiency (SE) expressions are derived and analyzed. The asymptotic SE behavior, when using the different channel estimators, are also analyzed. The numerical results show that the SE is higher when using the MMSE estimator than that of the other estimators, and the performance gap increases with the number of antennas.

Place, publisher, year, edition, pages
Institute of Electrical and Electronics Engineers (IEEE), 2019
Keywords
Massive MIMO; spatially correlated Rician fading; channel estimation; spectral efficiency
National Category
Signal Processing
Identifiers
urn:nbn:se:liu:diva-158364 (URN)10.1109/TCOMM.2019.2893221 (DOI)000468228900011 ()2-s2.0-85059952523 (Scopus ID)
Conference
19th IEEE International Workshop on Signal Processing Advances in Wireless Communications (SPAWC)
Note

Funding Agencies|ELLIIT; Swedish Research Council

Available from: 2019-07-02 Created: 2019-07-02 Last updated: 2021-12-16Bibliographically approved
2. Performance of Cell-Free Massive MIMO With Rician Fading and Phase Shifts
Open this publication in new window or tab >>Performance of Cell-Free Massive MIMO With Rician Fading and Phase Shifts
2019 (English)In: IEEE Transactions on Wireless Communications, ISSN 1536-1276, E-ISSN 1558-2248, Vol. 18, no 11, p. 5299-5315Article in journal (Refereed) Published
Abstract [en]

In this paper, we study the uplink (UL) and downlink (DL) spectral efficiency (SE) of a cell-free massive multiple-input-multiple-output (MIMO) system over Rician fading channels. The phase of the line-of-sight (LoS) path is modeled as a uniformly distributed random variable to take the phase-shifts due to mobility and phase noise into account. Considering the availability of prior information at the access points (APs), the phase-aware minimum mean square error (MMSE), non-aware linear MMSE (LMMSE), and least-square (LS) estimators are derived. The MMSE estimator requires perfectly estimated phase knowledge whereas the LMMSE and LS are derived without it. In the UL, a two-layer decoding method is investigated in order to mitigate both coherent and non-coherent interference. Closed-form UL SE expressions with phase-aware MMSE, LMMSE, and LS estimators are derived for maximum-ratio (MR) combining in the first layer and optimal large-scale fading decoding (LSFD) in the second layer. In the DL, two different transmission modes are studied: coherent and non-coherent. Closed-form DL SE expressions for both transmission modes with MR precoding are derived for the three estimators. Numerical results show that the LSFD improves the UL SE performance and coherent transmission mode performs much better than non-coherent transmission in the DL. Besides, the performance loss due to the lack of phase information depends on the pilot length and it is small when the pilot contamination is low.

Place, publisher, year, edition, pages
IEEE-INST ELECTRICAL ELECTRONICS ENGINEERS INC, 2019
Keywords
Channel estimation; Fading channels; Rician channels; Coherence; Random variables; Decoding; Cell-free massive MIMO; Rician fading; phase shift; performance analysis
National Category
Telecommunications
Identifiers
urn:nbn:se:liu:diva-162767 (URN)10.1109/TWC.2019.2935434 (DOI)000496947800020 ()
Note

Funding Agencies|ELLIIT; Swedish Research CouncilSwedish Research Council; National Natural Science Foundation of ChinaNational Natural Science Foundation of China [61601020, U1834210]; Beijing Natural Science FoundationBeijing Natural Science Foundation [4182049, L171005]

Available from: 2019-12-17 Created: 2019-12-17 Last updated: 2021-12-16
3. Intelligent Reflecting Surfaces: Physics, Propagation, and Pathloss Modeling
Open this publication in new window or tab >>Intelligent Reflecting Surfaces: Physics, Propagation, and Pathloss Modeling
2020 (English)In: IEEE Wireless Communications Letters, ISSN 2162-2337, E-ISSN 2162-2345, Vol. 9, no 5, p. 581-585Article in journal (Refereed) Published
Abstract [en]

Intelligent reflecting surfaces can improve the communication between a source and a destination. The surface contains metamaterial that is configured to "reflect" the incident wave from the source towards the destination. Two incompatible pathloss models have been used in prior work. In this letter, we derive the far-field pathloss using physical optics techniques and explain why the surface consists of many elements that individually act as diffuse scatterers but can jointly beamform the signal in a desired direction with a certain beamwidth. We disprove one of the previously conjectured pathloss models.

Place, publisher, year, edition, pages
IEEE-INST ELECTRICAL ELECTRONICS ENGINEERS INC, 2020
Keywords
Surface waves; Optical surface waves; Surface impedance; Receivers; Rough surfaces; Surface roughness; Intelligent reflecting surface; pathloss model
National Category
Control Engineering
Identifiers
urn:nbn:se:liu:diva-166492 (URN)10.1109/LWC.2019.2960779 (DOI)000536299900002 ()
Note

Funding Agencies|ELLIIT; Swedish Research CouncilSwedish Research Council

Available from: 2020-06-20 Created: 2020-06-20 Last updated: 2021-12-16
4. Using Intelligent Reflecting Surfaces for Rank Improvement in MIMO Communications
Open this publication in new window or tab >>Using Intelligent Reflecting Surfaces for Rank Improvement in MIMO Communications
2020 (English)In: ICASSP 2020 - 2020 IEEE International Conference on Acoustics, Speech and Signal Processing (ICASSP), IEEE, 2020, p. 9160-9164Conference paper, Published paper (Refereed)
Abstract [en]

An intelligent reflecting surface (IRS), consisting of reconfigurable metamaterials, can be used to partially control the radio environment and thereby bring new features to wireless communications. Previous works on IRS have particularly studied the range extension use case and under what circumstances the new technology can beat relays. In this paper, we study another use case that might have a larger impact on the channel capacity: rank improvement. One of the classical bottlenecks of point-to-point MIMO communications is that the capacity gains provided by spatial multiplexing are only large at high SNR, and high SNR channels are mainly appearing in line-of-sight (LoS) scenarios where the channel matrix has low rank and therefore does not support spatial multiplexing. We demonstrate how an IRS can be used and optimized in such scenarios to increase the rank of the channel matrix, leading to substantial capacity gains.

Place, publisher, year, edition, pages
IEEE, 2020
Series
International Conference on Acoustics, Speech and Signal Processing (ICASSP), ISSN 1520-6149, E-ISSN 2379-190X
Keywords
antenna arrays, channel capacity, channel coding, MIMO communication, radio receivers, radio transmitters, space division multiplexing, wireless channels, reconfigurable metamaterials, radio environment, wireless communications, IRS, range extension use case, rank improvement, point-to-point MIMO communications, spatial multiplexing, high SNR channels, channel matrix, substantial capacity gains, intelligent reflecting surface, Intelligent reflecting surfaces, MIMO communications
National Category
Communication Systems
Identifiers
urn:nbn:se:liu:diva-170117 (URN)10.1109/ICASSP40776.2020.9052904 (DOI)000615970409088 ()9781509066315 (ISBN)9781509066322 (ISBN)
Conference
ICASSP 2020 - 2020 IEEE International Conference on Acoustics, Speech and Signal Processing (ICASSP), Barcelona, Spain, 4-8 May 2020
Note

The paper was supported by ELLIIT and Swedish Research Council

Available from: 2020-09-29 Created: 2020-09-29 Last updated: 2021-12-16Bibliographically approved
5. Deep Learning-based Phase Reconfiguration for Intelligent Reflecting Surfaces
Open this publication in new window or tab >>Deep Learning-based Phase Reconfiguration for Intelligent Reflecting Surfaces
2020 (English)In: 2020 54TH ASILOMAR CONFERENCE ON SIGNALS, SYSTEMS, AND COMPUTERS, IEEE , 2020, p. 707-711Conference paper, Published paper (Refereed)
Abstract [en]

Intelligent reflecting surfaces (IRSs), consisting of reconfigurable metamaterials, have recently attracted attention as a promising cost-effective technology that can bring new features to wireless communications. These surfaces can be used to partially control the propagation environment and can potentially provide a power gain that is proportional to the square of the number of IRS elements when configured in a proper way. However, the configuration of the local phase matrix at the IRSs can be quite a challenging task since they are purposely designed to not have any active components, therefore, they are not able to process any pilot signal. In addition, a large number of elements at the IRS may create a huge training overhead. In this paper, we present a deep learning (DL) approach for phase reconfiguration at an IRS in order to learn and make use of the local propagation environment. The proposed method uses the received pilot signals reflected through the IRS to train the deep feedforward network. The performance of the proposed approach is evaluated and the numerical results are presented.

Place, publisher, year, edition, pages
IEEE, 2020
Series
Conference Record of the Asilomar Conference on Signals Systems and Computers, ISSN 1058-6393
National Category
Signal Processing
Identifiers
urn:nbn:se:liu:diva-178998 (URN)10.1109/IEEECONF51394.2020.9443516 (DOI)000681731800138 ()978-0-7381-3126-9 (ISBN)
Conference
54th Asilomar Conference on Signals, Systems, and Computers, ELECTR NETWORK, nov 01-05, 2020
Available from: 2021-09-07 Created: 2021-09-07 Last updated: 2021-12-16

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