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Order Estimation of Linear-Phase FIR Filters for DAC Equalization in Multiple Nyquist Bands
Linköping University, Department of Electrical Engineering, Communication Systems. Linköping University, Faculty of Science & Engineering.ORCID iD: 0009-0004-1846-9496
Linköping University, Department of Electrical Engineering, Communication Systems. Linköping University, Faculty of Science & Engineering.ORCID iD: 0000-0001-6329-9132
Natl Univ Def Technol, Peoples R China.
2024 (English)In: IEEE Signal Processing Letters, ISSN 1070-9908, E-ISSN 1558-2361, Vol. 31, p. 2955-2959Article in journal (Refereed) Published
Abstract [en]

This letter considers the design and properties of linear-phase finite-length impulse response (FIR) filters for equalization of the frequency responses of digital-to-analog converters (DACs). The letter derives estimates for the filter orders required, as functions of the bandwidth and equalization accuracy, for four DAC pulses that are used in DACs in multiple Nyquist bands. The estimates are derived through a large set of minimax-optimal equalizers and the use of symbolic regression followed by minimax-optimal curve fitting for further enhancement. Design examples demonstrate the accuracy of the proposed estimates. In addition, the letter discusses the appropriateness of the four types of linear-phase FIR filters, for the different equalizer cases, as well as the corresponding properties of the equalized systems.

Place, publisher, year, edition, pages
IEEE-INST ELECTRICAL ELECTRONICS ENGINEERS INC , 2024. Vol. 31, p. 2955-2959
Keywords [en]
Finite impulse response filters; Equalizers; Accuracy; Delays; Bandwidth; Frequency response; Optimization; Estimation; MATLAB; Frequency conversion; DACs; equalizers; linear-phase FIR filters; symbolic regression; curve fitting; minimax optimization
National Category
Signal Processing
Identifiers
URN: urn:nbn:se:liu:diva-209359DOI: 10.1109/LSP.2024.3483008ISI: 001342549800004OAI: oai:DiVA.org:liu-209359DiVA, id: diva2:1912558
Note

Funding Agencies|ELLIIT

Available from: 2024-11-12 Created: 2024-11-12 Last updated: 2026-03-19
In thesis
1. Contributions to Low-Complexity Linearization, Equalization, and Synchronization
Open this publication in new window or tab >>Contributions to Low-Complexity Linearization, Equalization, and Synchronization
2026 (English)Doctoral thesis, comprehensive summary (Other academic)
Abstract [en]

Analog-to-digital and digital-to-analog interfaces (ADIs and DAIs) constitute the essential link between the analog physical world and digital signal processing systems. As modern communication systems demand higher bandwidths,improved linearity, and increased energy efficiency, imperfections such as linear and nonlinear distortion and sampling errors increasingly limit achievable performance. Such imperfections require compensation techniques that are both effective and computationally efficient for high-speed, high-resolution implementations. This thesis contributes low-complexity solutions for linearization,equalization, and sampling-frequency synchronization, enabling efficient signal processing in high-speed data-conversion systems.

Firstly, the design of low-complexity digital linearizers for ADIs is addressed. Several novel linearizers are introduced that are inspired by neuralnetwork architectures, but avoid the high training complexity associated with neural-network-based approaches. These linearizers can outperform classical linearizers, such as Wiener and Hammerstein, while requiring lower implementation complexity. The proposed designs cover both memoryless and memory (frequency-dependent) linearizers and are applicable to nonlinear distortion occurring either before or after sampling. All designs enable closed-form parameter estimation via matrix inversion, thereby eliminating the need for unpredictable iterative nonconvex optimization. In addition,an efficient memoryless linearizer based on 1-bit quantization is introduced,enabling lookup-table-based implementations with only one multiplication per corrected sample.

Secondly, equalization of digital-to-analog converters (DACs) frequency response using linear-phase finite impulse response (FIR) filters is considered. For several DAC pulse shapes operating across multiple Nyquist bands,minimax-optimal equalizers are designed, and their properties are analyzed. Based on these designs, expressions for the required filter order are derived as explicit functions of bandwidth and target equalization accuracy, using symbolic regression followed by further refinement. The resulting expressions provide accurate order estimates across different pulse shapes and operating conditions.

Thirdly, a low-complexity time-domain sampling frequency offset (SFO)estimation and compensation framework based on the Farrow structure for interpolation is presented. By reusing the Farrow structure already employed for SFO compensation, the proposed approach enables a unified estimation and compensation architecture with significantly reduced overall implementation complexity. The method operates on arbitrary bandlimited signals, supports joint estimation of SFO and sampling time offset, and allows estimation using only a single component (real or imaginary) of a complex signal. A Newton-based estimator exploiting the structure of the problem is developed to reduce computational complexity, while an alternative iterative least-squares-based design provides an even lower-complexity solution. The resulting estimators are robust to other synchronization errors and are well suited for practical receiver implementations. In addition, motivated by the appearance of low-order time-index-powered sums in the Farrow-based formulation, a general cascaded-accumulator framework is developed as a supplementary contribution, enabling efficient causal computation of time-index-powered weighted sums of arbitrary order without data buffering and reducing the multiplicative complexity from order K N to only K+1 constant multiplications (where N is the number of terms and K is the power in the sum), which is applicable both to SFO estimators and to other signal processing applications beyond the SFO problem.

Place, publisher, year, edition, pages
Linköping: Linköping University Electronic Press, 2026. p. 60
Series
Linköping Studies in Science and Technology. Dissertations, ISSN 0345-7524 ; 2514
National Category
Signal Processing Communication Systems
Identifiers
urn:nbn:se:liu:diva-222071 (URN)10.3384/9789181185065 (DOI)9789181185058 (ISBN)9789181185065 (ISBN)
Public defence
2026-04-17, Ada Lovelace, B-Huset, Campus Valla, Linköping, 09:00 (English)
Opponent
Supervisors
Available from: 2026-03-19 Created: 2026-03-19Bibliographically approved

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