Not suitable to lead an investment firm: fit and proper assessments as an instrument of accountability 2021 (English)In: Legal accountability in EU markets for financial instruments: the dual role of investment firms / [ed] Carl Fredrik Bergström, Magnus Strand, Oxford: Oxford University Press, 2021, 1, p. 205-225Chapter in book (Other academic)

Place, publisher, year, edition, pages

Oxford: Oxford University Press, 2021, 1. p. 205-225

Keywords [en]

fit and proper assessments, criminal sanctions, Joint Guidelines, presumption of innocence, bans of board members, removal of board members, MiFiD II, suitability assessment, assessment of fitness and propriety

Keywords [sv]

ledningsprövning

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Law

Identifiers

URN: urn:nbn:se:liu:diva-182113DOI: 10.1093/oso/9780192849281.001.0001Libris ID: l14c98w9jw4kr9swISBN: 9780192849281 (print)OAI: oai:DiVA.org:liu-182113DiVA, id: diva2:1624082

Available from: 2022-01-03 Created: 2022-01-03 Last updated: 2022-05-31Bibliographically approved

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Publisher's full textFind book at a swedish library/Hitta boken i ett svenskt bibliotekFind book at a swedish library/Hitta boken i ett svenskt bibliotek

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Behrendt Jonsson, Britta

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Behrendt Jonsson, Britta

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Commercial and Business LawFaculty of Arts and Sciences

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