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Fault diagnosis using data-driven residuals for anomaly classification with incomplete training data
Linköping University, Department of Electrical Engineering, Vehicular Systems. Linköping University, Faculty of Science & Engineering.ORCID iD: 0000-0003-0808-052X
Linköping University, Department of Electrical Engineering, Vehicular Systems. Linköping University, Faculty of Science & Engineering.ORCID iD: 0000-0003-4965-1077
Linköping University, Department of Electrical Engineering, Vehicular Systems. Linköping University, Faculty of Science & Engineering.
2023 (English)In: IFAC PAPERSONLINE, ELSEVIER , 2023, Vol. 56, no 2, p. 2903-2908Conference paper, Published paper (Refereed)
Abstract [en]

Data-driven modeling and machine learning have received a lot of attention in fault diagnosis and system monitoring research. Since faults are rare events, conventional multi-class classification is complicated by incomplete training data and unknown faults. One solution is anomaly classification which can be used to detect abnormal behavior when only training data from the nominal operation is available. However, data-driven fault isolation is still a non-trivial task when training data is not representative of nominal and faulty behavior. In this work, the importance of redundancy for a set of known variables that are fed to a data-driven anomaly classification is discussed. It is shown that residual-based anomaly detection can be used to reject the nominal class which is not possible with one-class classifiers, such as one-class support vector machines. Based on these results, it is also discussed how data-driven residuals can be integrated with model-based fault isolation logic.

Place, publisher, year, edition, pages
ELSEVIER , 2023. Vol. 56, no 2, p. 2903-2908
Keywords [en]
Fault detection and isolation; Anomaly detection; Machine learning.
National Category
Other Computer and Information Science
Identifiers
URN: urn:nbn:se:liu:diva-202551DOI: 10.1016/j.ifacol.2023.10.1410ISI: 001196708400463OAI: oai:DiVA.org:liu-202551DiVA, id: diva2:1851994
Conference
22nd World Congress of the International Federation of Automatic Control (IFAC), Yokohama, JAPAN, jul 09-14, 2023
Note

Funding Agencies|Swedish Excellence Center ELLIIT

Available from: 2024-04-16 Created: 2024-04-16 Last updated: 2025-11-17
In thesis
1. Machine Learning for Fault Diagnosis of Industrial Systems
Open this publication in new window or tab >>Machine Learning for Fault Diagnosis of Industrial Systems
2025 (English)Doctoral thesis, comprehensive summary (Other academic)
Abstract [en]

Fault diagnosis is essential for ensuring the safety and reliability of complex engineering systems, where faults in individual components can propagate into degradation of overall process performance and eventually failure. Traditional model-based diagnosis relies on mathematical models to generate residuals that capture deviations from expected behavior, while data-driven diagnosis uses machine learning on historical data to detect or classify faults. While both approaches aim for fault detection and isolation, achieving satisfactory performance is a non-trivial task. Model-based methods require detailed domain expertise and accurate system models, whereas data-driven approaches often struggle with scarce or unrepresentative fault data and unreliable generalization beyond training distributions.

A primary focus of this thesis is the investigation of hybrid fault diagnosis methods that integrate physical insight with deep learning architectures to reduce reliance on fault data. To address this, structural analysis is employed as a foundational tool for identifying redundancy, and computational sequences derived from the structural model are used to guide the design of neural network-based residual architectures. Additionally, the residuals are designed to respect the underlying differential relationships of dynamic systems, with careful consideration given to the numerical evolution of system states. Several sequential modeling approaches are implemented, and a methodology for generation, training and assessment of these hybrid diagnostic systems is provided.

Another aspect of this thesis is addressing model inaccuracies in data-driven diagnosis. Diagnosis systems must handle noisy sensor signals and incomplete training data, which can cause unreliable or overconfident diagnostic statements. To address this, the thesis explores different techniques to evaluate the reliability of the data-driven residuals. One approach is to model validity regions of residual models in which diagnostic conclusions remain reliable. The second approach uses probabilistic ensemble neural networks to quantify aleatoric and epistemic uncertainty and to handle model inaccuracies. In this thesis, it is shown how to integrate data-driven models and the assessed reliability measures, into a consistency-based diagnosis framework.

This thesis contributes to bridging the areas of model-based and data-driven fault diagnosis. The proposed methods have been validated using data from both simulations and real automotive case studies. The results show that the design of neural network-based residuals can reason about abnormal behavior in complex dynamic processes even when there is limited or no training data from faults.

Place, publisher, year, edition, pages
Linköping: Linköping University Electronic Press, 2025. p. 44
Series
Linköping Studies in Science and Technology. Dissertations, ISSN 0345-7524 ; 2497
National Category
Computer Systems
Identifiers
urn:nbn:se:liu:diva-219436 (URN)10.3384/9789181183924 (DOI)9789181183917 (ISBN)9789181183924 (ISBN)
Public defence
2025-12-18, Nobel (BL32), B Building, Campus Valla, Linköping, 10:15 (English)
Opponent
Supervisors
Note

Funding agencies: The Strategic Research Area at Linköping-Lund in Information Technology (ELLIIT) and Sweden's Innovation Agency (VINNOVA) through the project DELPHI

Available from: 2025-11-17 Created: 2025-11-17 Last updated: 2025-12-01Bibliographically approved

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